Risk & Compliance Manager - Legal firm background
JOB_52917634653080Job type
PermanentLocation
HampshireWorking Pattern
Full-timeSpecialism
Audit Risk And ComplianceIndustry
LegalPay
£70-80000
Legal firm, Law, Solicitors, Risk & Compliance Manager, SRA, FCA, AML, Risk Management, North Hampshire £80000
Your new company
A well known and ambitious legal firm based in North Hampshire seeks a thoroughly experienced Compliance Manager with 5 years' experience in a legal firm to join the firm and lead the Compliance Team.
This is primarily an office-based role.Candidates coming from the financial services sector will not be considered.
Your new role
- You will be managing and developing a best-in-class internal risk and compliance function, with the remit to improve processes, introduce new initiatives and lead the team through an exciting time of development and a number of projects.
- You will have regular liaison with the Compliance Board on all aspects of the team's remit and performance and a number of interesting projects.
- You will have excellent knowledge of SRA and FCA compliance models.
- And you will support staff with queries in conduct (e.g. conflicts) and AML questions and reporting.
- You will oversee complaints and claims risk management, practising certificate renewals, compliance record keeping, monitoring and reporting.
- You will ensure that the firm's policies and procedures are up-to-date through regular review and monitoring.
- You will run compliance training for new starters with the firm and regular updates and bespoke training for staff as required.
- You will undertake and review compliance audits and advise on improvements where required.
What you'll need to succeed
- You will have at least 5 years experience in a Risk and Compliance Manager role, which must have been gained within a legal firm.
- You will ideally hold a relevant Risk or Compliance qualification
- You will have the ability to translate legal principles into understandable language and communicate at all levels through the firm.
- You will have up-to-date knowledge of risk and compliance requirements in the legal profession.
- You will be ambitious and have the ability to drive the team forward with new ideas and enthusiasm.
What you'll get in return
A competitive salary in the range £70-80000 plus bonus
- 25 days holiday plus Bank Holidays and ext day at Christmas.
- This is primarily an on-site role and the expectation is that you will ideally work in the office in North Hampshire 5 days a week.
- Excellent opportunities for progression and growth within the firm.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Risk & Compliance Manager - Legal firm backgroundJOB_529176346530802025-02-252025-05-27
Talk to Katy Sturgess, the specialist consultant managing this position
Located in Basingstoke, Ground Floor, 2200 Renaissance, Basing ViewTelephone 01256 633150Click here to access our Privacy Policy, which provides detailed information on how we use and protect your personal information, and your rights in relation to this.
JOB_52917634653080