Senior Compliance Advisory Team Lead, Wealth Management
JOB_53166474685869Job type
PermanentLocation
LondonWorking Pattern
Full-timeSpecialism
Asset ManagementIndustry
Banking & Financial ServicesPay
Up to £115,000 base plus exceptional benefits
Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead
Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead to deliver regulatory advice and guidance to the wider business. Reporting to the Head of Compliance with an experienced team of direct reports underneath, the successful candidate will provide exceptional leadership in championing an effective compliance culture, helping the business to manage its compliance risk. Furthermore, the incumbent will review and analyse new regulations, extending to data protection, understanding also how peer firms are interpreting and implementing them, providing training and advice to the business to ensure they’re embedded. Candidates are sought with experience of leading staff with at least five years’ compliance experience gained in a wealth management environment with a service offering that spans wealth planning, investments, pensions and SIPPs.
Senior Compliance Advisory Team Lead, Wealth ManagementJOB_531664746858692025-05-122025-08-11
Talk to Simeon Hall, the specialist consultant managing this position
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JOB_53166474685869