• Oversee and manage Regimes (e.g., SMCR, SEAR) across UK and international markets.
• Act as the key contact for risk and control assessments, ensuring regulatory standards are met.
• Support remediation efforts, including engagement in audit processes and issue management.
• Oversee Conduct Management reporting for committees and legal entities.
• Provide subject-matter expertise on conduct requirements, policies, and regulatory updates.
• Present on Conduct and Individual Accountability at senior-level meetings and committees.
• Manage inquiries, escalations, and act as a primary point of contact within the team.
• Ensure effective execution of controls and risk assessments within Conduct and Accountability frameworks.
• Support the implementation of Corporate and Investment Banking Conduct and Culture Framework across international operations.

• Extensive financial services experience within front-line or second-line risk management.
• Strong expertise in Conduct Risk and other compliance-related areas.
• Degree-level education preferred.
• Highly organized with demonstrable project management skills.
• Strong ethical standards with high discretion in handling confidential matters.
• Exceptional written and verbal communication skills.
• Proficient in Word, Outlook, Excel, and PowerPoint.
• Proven ability to engage with oversight functions (first, second, and third line).
• Analytical thinker with a strong ability to apply critical judgment.
• Ability to keep up to date with regulatory developments affecting conduct and accountability regimes.

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.