Filter Results

  • Filter by Pay
  • Filter by Job Type
  • Filter by Working Pattern
  • Filter by Distance From
  • Filter by Industry
  • Job type

    Permanent
  • Location

    London
  • Working Pattern

    Full-time
  • Specialism

    Asset Management
  • Industry

    Banking & Financial Services
  • Pay

    Up to £115,000 base plus exceptional benefits

Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead

Distinctively cultured wealth management firm seeks a Senior Compliance Advisory Team Lead to deliver regulatory advice and guidance to the wider business. Reporting to the Head of Compliance with an experienced team of direct reports underneath, the successful candidate will provide exceptional leadership in championing an effective compliance culture, helping the business to manage its compliance risk. Furthermore, the incumbent will review and analyse new regulations, extending to data protection, understanding also how peer firms are interpreting and implementing them, providing training and advice to the business to ensure they’re embedded. Candidates are sought with experience of leading staff with at least five years’ compliance experience gained in a wealth management environment with a service offering that spans wealth planning, investments, pensions and SIPPs.

Get job alerts for this search

Be the first to hear about jobs which match your search criteria