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Find and Apply for Compliance Jobs

  • Job type

    Permanent
  • Location

    London
  • Working Pattern

    Full-time
  • Specialism

    Compliance
  • Industry

    Banking & Financial Services
  • Pay

    £60,000 base plus great benefits, plus bonus

Global investment management division seeks a senior analyst to join its 2nd line monitoring & testing team

Investment Management arm of a large and prestigious global wholesale financial institution seeks a senior analyst to join its 2nd line global monitoring & testing team. Reporting to the team manager, the successful candidate will plan regulatory compliance testing assignments, pre-scope in collaboration with key stakeholders and document outputs to ensure a clear audit trail. Furthermore, the incumbent will represent the team at governance committees/forums and deputise when required in the manager’s absence. Candidates are sought exclusively from a 2nd line compliance background, preferably gained in the asset & wealth management sector, with skills developed in thematic reviews, monitoring & testing and/or 3rd line internal audit of regulatory compliance themes such as conflicts of interest, best execution and market abuse.

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