Find and Apply for Compliance Jobs

A leading financial services organisation is seeking a Compliance Analyst. This role offers the opportunity to support a broad range of compliance activities, working closely with both local teams and international colleagues. You will provide day ‑ to ‑ day support across Compliance Advisory, Core Compliance, Monitoring and general departmental activities. This is a hands-on position ideal for someone who enjoys variety, autonomy and exposure to a wide range of compliance responsibilities.

Key Responsibilities

Advisory Compliance

• Manage daily enquiries relating to client interests, professional ethics and conduct topics, including financial promotions, sales and marketing, gifts & entertainment, and personal account dealing.
• Coordinate the allocation and management of the Compliance team inbox.
• Support internal reporting requests from group stakeholders.

Compliance Monitoring

• Assist in delivering the compliance monitoring and independent testing plan.
• Reconcile personal account dealing statements and transactions with system records (experience with StarCompliance advantageous).
• Escalate issues and exceptions promptly to senior compliance team members.

Core Compliance

• Prepare Management Information for local and group governance committees.
• Help maintain registers, calendars, filings and returns.
• Support the use of compliance systems, escalating any issues as needed.
• Coordinate compliance training initiatives.
• Gather information for the conflicts of interest register.

Policies & Regulatory Developments

• Support the periodic review, implementation and communication of policies and procedures.
• Upload and maintain updated compliance documentation on internal platforms.
• Coordinate responses to regulatory development queries.

General Departmental Support

• Provide assistance on ad ‑ hoc compliance projects, business queries and administrative tasks.

Skills & Competencies

• Strong communication skills with the ability to present ideas clearly.
• Highly organised with strong time ‑ management abilities.
• Analytical mindset and proactive approach to problem ‑ solving.
• High attention to detail.
• Team-oriented, demonstrating professionalism and good conduct.

Qualifications & Experience

• Prior experience in a compliance or asset management environment is highly desirable.
• Confident user of Microsoft Office (Excel, Word, PowerPoint, Outlook).
• Degree-educated preferred; relevant industry qualifications an advantage.

What’s on Offer

• Exposure to a global asset management compliance function.
• Hybrid working and a supportive team culture.
• Access to professional development opportunities.
• Inclusive and diverse working environment.