Head of Compliance & MLRO, Institutional broker
JOB_53953144784969Job type
PermanentLocation
LondonWorking Pattern
Full-timeSpecialism
ComplianceIndustry
Banking & Financial ServicesPay
Up to £130k base plus bonus
First class liquidity broker serving institutional clients seeks a Head of Compliance & MLRO
First class liquidity broker serving institutional clients in the facilitation of trading across the full asset spectrum including commodities and futures, seeks a Head of Compliance & MLRO. Reporting to the board of directors, this is a generalist role with far reaching responsibilities including establishment of effective compliance and financial crime frameworks, adherence to COBS, execution of the compliance monitoring programme, advising senior management, transaction monitoring and suspicious activity reporting. With one report, this is a pivotal role as the business seeks to broaden its offering and build market share. Candidates are sought with current and/or recent experience of holding SMF16/17 in a trading and financial markets environment. This is essential.
Head of Compliance & MLRO, Institutional brokerJOB_539531447849692026-05-222026-08-21
Talk to Simeon Hall, the specialist consultant managing this position
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JOB_53953144784969